Harry R. Greene

BROOKSTONE WEALTH ADVISORS

Warrenville, IL 60555

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CRD#: 1173779

Professional summary

Harry Redmond Greene, who also goes by Rocky Greene, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Warrenville, Illinois.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Harry has worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rocky Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: GREENE FINANCIAL SERVICES, INC. ADDRESS: 27475 Ferry Rd, Warrenville IL. 60555 DUTIES: INDEXED ANNUITIES, HEALTH, LIFE, ANNUITIES, DISABILITY, LTC PRESIDENT, INDEPENDENT AGENT INVESTMENT RELATED. APPT. WITH VARIOUS COMPANIES. IN BUSINESS SINCE 2006. TIME DEVOTED 80 HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Redmond Greene's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 27475 Ferry Rd, Warrenville, IL 60555

RIA

CRD#: 137658

Warrenville, IL

Past

July 30, 2010 - September 27, 2023

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

WARRENVILLE, IL

Past

August 4, 2008 - July 22, 2010

PACKERLAND BROKERAGE SERVICES, INC.

RIA

CRD#: 37031

NAPERVILLE, IL

Past

July 25, 2008 - July 22, 2010

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

NAPERVILLE, IL

Past

February 20, 2008 - July 24, 2008

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

November 2, 2005 - July 24, 2008

J.W. COLE FINANCIAL, INC.

CRD#: 124583

NAPERVILLE, IL

Past

January 10, 2005 - November 22, 2005

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

March 4, 2003 - September 15, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 3, 1999 - December 17, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

February 17, 1995 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 9, 1983 - May 2, 1995

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/8/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harry R. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Redmond Greene's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDHAWK WEALTH ADVISORS, INC.

PACKERLAND BROKERAGE SERVICES, INC.

PACKERLAND BROKERAGE SERVICES, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

INVESTORS CAPITAL CORP.

MONY SECURITIES CORPORATION

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2007

Series 63

Date: 5/13/1991

Series 6

Date: 8/8/1983

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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