AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
IK

Ivan M. Krasner

Some features on this profile are disabled
CRD#: 1173639
IK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ivan Martin Krasner was a registered financial professional .

Ivan is a previously registered financial professional and started their career in finance in 1983. Ivan had worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 29, 2016 - June 8, 2016

ATEL SECURITIES CORPORATION

BD
CRD#: 17229
SAN FRANCISCO, CA
Past

May 24, 2010 - September 11, 2015

COMMONWEALTH CAPITAL SECURITIES CORP.

BD
CRD#: 39979
CLEARWATER, FL
Past

June 18, 2004 - November 5, 2004

DBSI SECURITIES CORPORATION

BD
CRD#: 11687
BOISE, ID
Past

February 1, 1999 - July 31, 2002

COLEMAN & COMPANY SECURITIES, INC.

BD
CRD#: 1486
NEW YORK, NY
Past

March 18, 1998 - September 8, 1998

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

October 3, 1983 - October 17, 1994

PLM SECURITIES CORP.

BD
CRD#: 7843
SAN FRANDISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/27/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AS
ATEL SECURITIES CORPORATION
ATEL SECURITIES CORPORATION | CHARLES B. TOEPFER

CRD#: 17229 / SEC#: , 8-35271

BD
Terminated by SEC on 02/22/2022
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
California since 11/26/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ATEL FINANCIAL SERVICES, LLCPARENT COMPANY
CASH, DEAN LEONPRESIDENT & CEO1449943
CHENG, SHERMAN SIU LUNFINOP-INTERIM2978442
WADDELL, ANDREW CLELANDCCO AND FINOP-INTERNAL3234944

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATEL SECURITIES CORPORATION

CRD#: 17229

TRUST BUT VERIFY

Monitor Ivan Krasner

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics