Douglas C. Robinson

RCM ROBINSON CAPITAL MANAGEMENT LLC

Mill Valley, CA 94941

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CRD#: 1173495

Professional summary

Douglas Crosby Robinson, who also goes by Douglas C Robinson, is a registered financial advisor currently at RCM ROBINSON CAPITAL MANAGEMENT LLC located in Mill Valley, California and OSAIC WEALTH, INC. located in Mill Valley, California.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Douglas has worked at 15 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas C Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**RCM ROBINSON CAPITAL MANAGEMENT LLC POSITION: Principal NATURE: RCM ROBINSON CAPITAL MANAGEMENT, LLC-IRIA-ADVISORY-START DATE 3/2005 LOCATED AT 27 Reed BLVD, MILL VALLEY, CA 94941 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 03/01/2005 ADDRESS: 27 Reed Blvd., Mill Valley CA 94941 DESCRIPTION: Investment advisory **INVESTMENT PROPERTY POSITION: rental income NATURE: Rental income property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 808 Loma Verde Ave, Palo Alto CA 94303, United States DESCRIPTION: Rental income

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Crosby Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2005 - Present

RCM ROBINSON CAPITAL MANAGEMENT LLC

Office #1: 27 Reed Boulevard, Mill Valley, CA 94941

RIA

CRD#: 112814

Mill Valley, CA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 27 Reed Boulevard, Mill Valley, CA 94941

RIA

CRD#: 23131

Mill Valley, CA

Past

December 8, 2016 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Mill Valley, CA

Past

December 5, 2008 - December 8, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

Mill Valley, CA

Past

November 16, 2006 - December 9, 2008

EPLANNING SECURITIES, INC.

CRD#: 46000

SAN FRANCISCO, CA

Past

April 13, 2006 - April 17, 2008

SUTTER SECURITIES INCORPORATED

CRD#: 30770

SAN FRANCISCO, CA

Past

October 15, 2003 - July 15, 2005

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SAN FRANCISCO, CA

Past

November 29, 1995 - April 13, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

SAN FRANCISCO, CA

Past

April 14, 1994 - December 13, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 31, 1993 - April 14, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 12, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 21, 1991 - March 5, 1993

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

September 4, 1990 - November 26, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 13, 1990 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

May 25, 1988 - September 12, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 15, 1985 - March 31, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Past

August 24, 1983 - August 12, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RCM ROBINSON CAPITAL MANAGEMENT LLC

DOUGLAS CROSBY ROBINSON | ROBINSON, DOUGLAS CROSBY | ROBINSON CAPITAL MANAGEMENT | RCM ROBINSON CAPITAL MANAGEMENT LLC

CRD#: 112814 / SEC#: 801-67374

RIA

Registered Investment Advisory firm - (1/8/2007 Approved)

California

Registered Investment Advisory firm - (9/14/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(7/13/2005)

California
(6/14/2024)

IAR

Massachusetts
(3/29/2024)

New Mexico
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/9/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RCM ROBINSON CAPITAL MANAGEMENT LLC

DOUGLAS CROSBY ROBINSON | ROBINSON, DOUGLAS CROSBY | ROBINSON CAPITAL MANAGEMENT | RCM ROBINSON CAPITAL MANAGEMENT LLC

CRD#: 112814 / SEC#: 801-67374

RIA

Registered Investment Advisory firm - (1/8/2007 Approved)

California

Registered Investment Advisory firm - (9/14/2007 Terminated)

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Contact information

Main Address

27 Reed Boulevard, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 771-9421

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCM ROBINSON CAPITAL MGMT LLC - FORM ADV PART 2 BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 108,271,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Douglas C. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Crosby Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

FOOTHILL SECURITIES, INC.

EPLANNING SECURITIES, INC.

SUTTER SECURITIES INCORPORATED

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

SUTRO & CO. INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RCM ROBINSON CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/1989

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1983

Series 24

Date: 2/5/1996

FINRA

Current Firm

RCM ROBINSON CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RCM ROBINSON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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