Ray A. Schoonover

S2O CAPITAL MANAGEMENT

Steamboat Springs, CO

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CRD#: 1173483

Professional summary

Ray Allen Schoonover is a registered financial advisor currently at S2O CAPITAL MANAGEMENT located in Steamboat Springs, Colorado.

Ray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ray has worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ray Allen Schoonover's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2012 - Present

S2O CAPITAL MANAGEMENT

RIA

CRD#: 164533

Steamboat Springs, CO

Past

June 1, 2011 - August 31, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

FORT WORTH, TX

Past

June 1, 2011 - August 31, 2012

BROKERSXPRESS LLC

CRD#: 127081

FORT WORTH, TX

Past

April 11, 2007 - June 8, 2011

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

FORTH WORTH, TX

Past

March 30, 2007 - June 8, 2011

OPPENHEIMER & CO. INC.

CRD#: 249

FORTH WORTH, TX

Past

May 12, 2006 - April 4, 2007

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

FRISCO, TX

Past

May 5, 2006 - April 4, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

FRISCO, TX

Past

January 24, 1999 - May 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

FT. WORTH, TX

Past

January 22, 1999 - May 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

FT. WORTH, TX

Past

January 1, 1998 - December 14, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 13, 1997 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Past

December 23, 1996 - August 13, 1997

BOATMEN'S INVESTMENT SERVICES, INC.

CRD#: 17533

ST. LOUIS, MO

Past

September 13, 1995 - December 12, 1996

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

October 14, 1993 - May 26, 1995

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

April 15, 1993 - August 17, 1993

BANKERS TRANSACTION SERVICES, INC.

CRD#: 10592

Past

July 23, 1991 - April 19, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 4, 1983 - July 23, 1991

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/22/2022)

IAR

Texas
(8/30/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/21/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/13/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 53

Date: 5/31/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/10/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/1995

General Securities Principal Examination

Current Firm

S2O CAPITAL MANAGEMENT

S2O CAPITAL MANAGEMENT | S2O CAPITAL MANAGEMENT, INC.

CRD#: 164533 / SEC#:

Colorado

Registered Investment Advisory firm - (6/22/2022 Approved)

Texas

Registered Investment Advisory firm - (8/30/2012 Approved)

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Contact information

Main Address

Steamboat Springs, CO

Mailing Address

Phone number

(817) 338-1515

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 2,653,555

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ray A. Schoonover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ray Allen Schoonover's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERSXPRESS LLC

BROKERSXPRESS LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

BOATMEN'S INVESTMENT SERVICES, INC.

CETERA WEALTH SERVICES, LLC

TRADESTAR INVESTMENTS,INC.

BANKERS TRANSACTION SERVICES, INC.

LEHMAN BROTHERS INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/1992

Series 63

Date: 9/21/1983

Series 7

Date: 9/17/1983

Series 10

Date: 9/21/2006

Series 9

Date: 7/13/2006

Series 53

Date: 5/31/2000

Series 4

Date: 8/10/1999

Series 24

Date: 4/25/1995

Current Firm

S2O CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S2O CAPITAL MANAGEMENT

TRUST BUT VERIFY

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