Bradley M. Wyatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Muir Wyatt was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1983. Bradley had worked at 21 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2018 - January 5, 2021
FORESIDE FUND SERVICES, LLC
May 1, 2010 - June 29, 2018
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - June 29, 2018
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
April 29, 2005 - May 1, 2010
BOFA ADVISORS, LLC
September 29, 2004 - April 29, 2005
COLUMBIA MANAGEMENT ADVISORS, INC.
August 31, 2004 - May 1, 2010
BOFA DISTRIBUTORS, INC.
April 28, 2004 - September 16, 2004
PGIM INVESTMENTS LLC
April 1, 2004 - September 16, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 23, 2003 - March 25, 2004
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
February 1, 1995 - March 25, 2004
DWS DISTRIBUTORS, INC.
January 1, 1995 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
June 2, 1992 - November 2, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 2, 1992 - November 2, 1993
EQUITABLE ADVISORS, LLC
April 24, 1992 - May 26, 1992
BUCKHEAD FINANCIAL CORPORATION
May 15, 1991 - October 2, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 15, 1991 - October 2, 1991
SIGNATOR INVESTORS, INC.
April 6, 1990 - March 5, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 1989 - December 31, 1989
NORTHSTAR FINANCIAL CORP
January 9, 1987 - June 14, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
September 12, 1984 - June 1, 1988
SOUTHMARK CAPITAL RESOURCE
August 5, 1983 - April 10, 1984
ENSTAR INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
