David B. Gross
Professional summary
David Brian Gross, who also goes by Gross Brian David Brian, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Chicago, Illinois and JEFFERIES LLC located in Chicago, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Brian Gross's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2023 - Present
JEFFERIES INVESTMENT ADVISERS LLC
Office #1: 155 North Wacker Drive, Chicago, IL 60606March 23, 2011 - Present
JEFFERIES LLC
Office #1: 155 North Wacker Drive, Chicago, IL 60606March 23, 2011 - August 14, 2023
LEUCADIA ASSET MANAGEMENT LLC
October 23, 2009 - March 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - March 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 2, 2004 - February 4, 2004
ROBERT W. BAIRD & CO. INCORPORATED
July 14, 2003 - December 19, 2003
KEYBANC CAPITAL MARKETS INC.
May 27, 2000 - July 25, 2003
CITIGROUP GLOBAL MARKETS INC.
May 31, 1995 - May 27, 2000
SCHRODER & CO. INC.
March 30, 1988 - June 1, 1995
CREDIT SUISSE SECURITIES (USA) LLC
July 30, 1987 - April 14, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
August 20, 1984 - August 13, 1987
LEHMAN BROTHERS INC.
August 20, 1983 - August 9, 1984
MESIROW FINANCIAL, INC.
Primary Firm SEC Registration
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2011)
(3/23/2011)
(1/8/2019)
(3/23/2011)
(3/23/2011)
(9/29/2025)
(3/23/2011)
(3/23/2011)
(6/2/2023)
(3/21/2019)
(3/23/2011)
(3/20/2019)
(3/23/2011)
(3/22/2019)
(3/23/2011)
(3/21/2019)
Exams
24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JEFFERIES INVESTMENT ADVISERS LLC
CRD#: 325421 / SEC#: 801-127656
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,081 |
| AUM (Assets Under Management) | $ 3,402,872,417 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
