Mary Anne J. Stoner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Anne Judith Stoner, who also goes by Mary Anne Judith Cirone, Mary Anne Judith Koscinski, Maryanne Judith Stoner, was a registered financial professional .
Mary Anne is a previously registered financial professional and started their career in finance in 1992. Mary Anne had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2012 - April 11, 2019
STOUT CAPITAL, LLC
July 30, 2004 - October 3, 2012
COWEN SECURITIES, LP
February 7, 2002 - February 27, 2004
ROGER H. JENSWOLD & CO., INC.
December 1, 1997 - November 12, 2001
SANDERS MORRIS LLC
February 26, 1992 - December 17, 1997
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOUT CAPITAL, LLC
CRD#: 127302 / SEC#: , 8-65979
Contact information
FINRA licenses (38 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
