Anthony Sabatello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Sabatello was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 10 firms and has passed the Series 63, Series 7, Series 6 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2008 - December 31, 2012
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
April 27, 2004 - May 27, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 9, 2001 - May 10, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 5, 1998 - February 21, 2001
JANNEY MONTGOMERY SCOTT LLC
April 26, 1993 - January 2, 1998
NATHAN & LEWIS SECURITIES, INC.
November 19, 1989 - April 27, 1993
OSAIC WEALTH, INC.
September 8, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 24, 1986 - August 2, 1988
MORGAN STANLEY DW INC.
December 9, 1985 - January 25, 1991
BANIS SECURITIES CORP.
August 19, 1983 - June 20, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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