Alan L. Barclay
Professional summary
Alan Len Barclay is a registered financial professional currently at SHARE FINANCIAL SERVICES, INC. located in Houston, Texas.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1983. Alan has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Len Barclay's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2024 - Present
SHARE FINANCIAL SERVICES, INC.
Office #1: 14615 Benfer Road, Suite 200, Houston, TX 77069January 4, 2018 - December 31, 2023
SHARE FINANCIAL SERVICES, INC.
December 6, 1983 - January 3, 2018
SECURITY CHURCH FINANCE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2024)
(5/4/2024)
(4/10/2024)
(7/8/2024)
(10/18/2024)
(7/18/2024)
(8/13/2024)
(4/5/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SHARE FINANCIAL SERVICES, INC.
CRD#: 11226 / SEC#: , 8-16207
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
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