Darcy A. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darcy Alan Stewart was a registered financial professional .
Darcy is a previously registered financial professional and started their career in finance in 1984. Darcy had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 1990 - October 25, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 1, 1987 - June 14, 1989
MORGAN STANLEY DW INC.
March 5, 1984 - May 11, 1984
PFS INVESTMENTS INC.
February 24, 1984 - September 23, 1987
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
CRD#: 5774 / SEC#: , 8-16458
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
