David S. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Stephen Weaver was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 1990 - March 1, 2012
COMMONWEALTH CHURCH FINANCE, INC.
July 26, 1984 - January 16, 1990
AMI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMMONWEALTH CHURCH FINANCE, INC.
CRD#: 11768 / SEC#: , 8-26825
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURPHY, JAMES ROCKNE SR | REGISTERED REPRESENTATIVE | 2183457 |
| NORTH, RONALD WILLIAM | REGISTERED REPRESENTATIVE | 1571769 |
| UNRUH, DWAINE EDWIN | VICE PRESIDENT, DIRECTOR | 451720 |
| LANKFORD, ROGER DWIGHT | SENIOR VICE PRESIDENT, DIRECTOR | 1362223 |
| MCGINNIS, SARAH H | CHIEF COMPLIANCE OFFICER, DIRECTOR | 3237797 |
| SIEGEL, JEFFREY STEVEN | CHIEF FINANCIAL OFFICER, FINOP, PRESIDENT, MANAGING PRINCIPAL, TREASURER | 1190934 |
| TURNER, AARON DAVID | VICE PRESIDENT | 2139382 |
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
