James Kenneth Johnson
Professional Summary
James Kenneth Johnson is a registered financial advisor currently at WEALTH WATCH ADVISORS, INC located in Lubbock, Texas. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 8 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Years of Experience
35 years in the financial services industry
Current & Past Employments
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Current Firm
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | THE SOLOMON GROUP INC-INSURANCE SALES | STRONG FINANCIAL, INC | STONEWAY FINANCIAL SERVICES | SOLOMON GROUP FINANCIAL SERVICES | SILVERBACK FINANCIAL LLC | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SENIOR AND FAMILY FINANCIAL, LLC | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | MERCER FINANCIAL GROUP | LINKED INVESTMENT LTD | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | BURKHART,PETERSON & COMPANY | ALTUS WEALTH STRATEGIES, INC
Contact Information
Main Address
S Valley Hwy 8310, Englewood, CO 80112Phone Number
(855) 822-3708# of Employees
62SEC notice filing (42 States and Territories)
Registered to provide investment advisory services in 42 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,587AUM (Assets Under Management)
$612,365,110Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
Primary Firm SEC Registration
ALPHALINK INVESTMENTS, LTD | WORTH RETIREMENT ADVISORS | WEST TEXAS SENIOR RESOURCES | WEALTH WATCH ADVISORS, LLC | WEALTH WATCH ADVISORS, INC. | WEALTH WATCH ADVISORS, INC | TRUSKOR WEALTH GROUP | THE WEALTH ADVOCATE INVESTMENT GROUP LLC | THE SOLOMON GROUP INC-INSURANCE SALES | STRONG FINANCIAL, INC | STONEWAY FINANCIAL SERVICES | SOLOMON GROUP FINANCIAL SERVICES | SILVERBACK FINANCIAL LLC | SHIELD FINANCIAL AND INSURANCE SERVICES, INC. | SENIOR AND FAMILY FINANCIAL, LLC | SCOTT FINANCIAL SERVICES | SANDERS INDEPENDENT CONSULTING | RETIRE HAPPILY | PACKARD ADVISORY | MERCER FINANCIAL GROUP | LINKED INVESTMENT LTD | J. MARTIN WEALTH MANAGEMENT | HUGHES RETIREMENT & FINANCIAL STRATEGIES | HEART FINANCIAL GROUP | GOLDLINE FINANCIAL SERVICES | E. H. HOWARD WEALTH MANGEMENT, LLC. | CSE CAPITAL MANAGEMENT AND INSURANCE SERVICES, INC | CLEAR DIRECTION FINANCIAL | CANNON FINANCIAL GROUP | BURKHART,PETERSON & COMPANY | ALTUS WEALTH STRATEGIES, INC
State Registrations and Notice Filings
(5/25/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 2004Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1999About the Series 6 examSimilar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James Kenneth Johnson's CRS (Customer Relationship Summary).
Similar Advisors
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
