Jeffrey W. Thornton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey William Thornton, who also goes by Jeff William Thornton, Jeffrey W Thornton, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2017 - June 26, 2018
BAILARD FUND SERVICES, INC.
November 30, 2016 - November 7, 2017
LYNX CAPITAL, LLC
June 16, 2015 - April 6, 2016
FRONTIER SOLUTIONS, LLC
April 2, 2014 - February 10, 2015
FORESIDE FUND SERVICES, LLC
March 17, 2006 - June 26, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
October 28, 2003 - April 10, 2013
RCM
October 17, 2003 - April 10, 2013
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC
August 25, 2003 - June 11, 2008
RCM DISTRIBUTORS LLC
July 26, 1996 - August 27, 1997
EQUITABLE DISTRIBUTORS, LLC
November 15, 1990 - November 8, 1994
INVEST FINANCIAL CORPORATION
June 15, 1988 - February 13, 1989
FINANCIAL HORIZONS SECURITIES CORPORATION
October 6, 1986 - May 2, 1987
CAPITAL BROKERAGE CORPORATION
July 2, 1985 - December 1, 1986
BA INVESTMENT SERVICES, INC.
April 30, 1985 - December 16, 1985
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
September 24, 1984 - April 30, 1985
GWF SECURITIES, CORP.
October 17, 1983 - July 13, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BAILARD FUND SERVICES, INC.
CRD#: 21206 / SEC#: , 8-38672
Contact information
Documents
Direct owners and executive officers
Red Flags
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