Stephen L. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Lynn Reed, CFP® was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1983. Stephen had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2018 - March 27, 2025
TRUIST ADVISORY SERVICES, INC.
October 22, 2018 - March 27, 2025
TRUIST INVESTMENT SERVICES, INC.
September 28, 2017 - February 5, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 18, 2017 - February 5, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 30, 2016 - September 6, 2017
TRUIST ADVISORY SERVICES, INC.
February 6, 2002 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 4, 2002 - September 6, 2017
TRUIST INVESTMENT SERVICES, INC.
October 1, 2000 - December 9, 2000
WELLS FARGO CLEARING SERVICES, LLC
June 26, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 14, 2000 - April 20, 2000
AMSOUTH INVESTMENT SERVICES, INC.
February 1, 1997 - February 14, 2000
INVEST FINANCIAL CORPORATION
May 1, 1996 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
March 21, 1991 - November 3, 1995
CUNA BROKERAGE SERVICES, INC.
September 23, 1983 - August 17, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
