Robert C. Wheeling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Clair Wheeling JR was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1983. Robert had worked at 16 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2012 - August 9, 2013
SUMMIT FINANCIAL GROUP INC
April 10, 2012 - November 8, 2013
SUMMIT BROKERAGE SERVICES, INC.
February 4, 2011 - March 28, 2012
IC ADVISORY SERVICES, INC.
February 4, 2011 - March 28, 2012
THE INVESTMENT CENTER, INC.
January 5, 2007 - February 14, 2011
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - February 14, 2011
QUESTAR CAPITAL CORPORATION
November 8, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
September 17, 2001 - November 1, 2006
WHEELING FINANCIAL ADVISORS
March 2, 2001 - November 1, 2006
SECURITIES SERVICE NETWORK, LLC
December 2, 1999 - February 28, 2001
SECURITIES AMERICA, INC.
January 13, 1994 - December 6, 1999
T.H.E. FINANCIAL GROUP, LTD
September 12, 1991 - December 23, 1993
NORTH AMERICAN FINANCIAL GROUP, INC.
November 5, 1990 - September 20, 1991
DUNHILL EQUITIES, INC.
January 30, 1989 - January 9, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 30, 1989 - January 9, 1991
EQUITABLE ADVISORS, LLC
September 21, 1983 - January 31, 1989
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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