Neil Litvin

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CRD#: 1172701

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Neil Litvin was a registered financial professional .

Neil is a previously registered financial professional and started their career in finance in 1987. Neil had worked at 1 firm and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 1987 - February 12, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Current Firm

J. T. MORAN & CO., INC.

EQUITY CAPITAL & CO. | SECURITIES FIRST INCORPORATED | J. T. MORAN & CO., INC. | FAMILY VENDING, INC.

CRD#: 15655 / SEC#: , 8-37337

Terminated by FINRA on 05/30/1990

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 01/14/1987

Firm type

Corporation

Fiscal year end

March

# of Employees

Documents

Red Flags

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