Mark M. Gleason

WESCAP GROUP

Glendale, CA 91203

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CRD#: 1172676

Professional summary

Mark Manning Gleason is a registered financial advisor currently at WESCAP GROUP located in Glendale, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 6 firms and has passed the Series 65, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Manning Gleason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 1997 - Present

WESCAP GROUP

Office #1: 330 N. Brand Blvd Suite 850, Glendale, CA 91203

RIA

CRD#: 104759

Glendale, CA

Past

April 6, 1990 - June 30, 1994

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

Past

March 10, 1988 - April 4, 1988

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

Past

November 7, 1984 - April 13, 1988

GRANITE CAPITAL

CRD#: 15219

Past

July 25, 1984 - November 13, 1984

ALL SERVICES FINANCIAL CENTER

CRD#: 7832

Past

November 28, 1983 - May 25, 1984

SPERRY YOUNG FINANCIAL SERVICES, INC.

CRD#: 13296

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESCAP GROUP

WESCAP GROUP | WESCAP MANAGEMENT GROUP, INC. | WESCAP MANAGEMENT GROUP INC

CRD#: 104759 / SEC#: 801-32095

RIA

Registered Investment Advisory firm - (5/20/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/1/1997)

IAR

Texas
(11/29/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/21/1983

Direct Participation Programs Representative Examination

Current Firm

WESCAP GROUP

WESCAP GROUP | WESCAP MANAGEMENT GROUP, INC. | WESCAP MANAGEMENT GROUP INC

CRD#: 104759 / SEC#: 801-32095

RIA

Registered Investment Advisory firm - (5/20/1988 Approved)

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Contact information

Main Address

330 N. Brand Blvd Suite 850, Glendale, CA 91203

Mailing Address

Phone number

(818) 563-5170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESCAP MANAGEMENT GROUP INC ADV BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts	1,225
AUM (Assets Under Management)	$ 985,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark M. Gleason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Manning Gleason's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PACIFIC SECURITIES, INC.

PIM FINANCIAL SERVICES, INC.

GRANITE CAPITAL

ALL SERVICES FINANCIAL CENTER

SPERRY YOUNG FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WESCAP GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1992

Series 7

Date: 3/17/1984

Series 22

Date: 10/21/1983

Current Firm

WESCAP GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESCAP GROUP

TRUST BUT VERIFY

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