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BB

Bradford Spencer Beidner

CRD# 1172659·Registered 1985 - 2004
Previously Registered: Being a previously registered professional could mean that Bradford is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradford Spencer Beidner, who also goes by Brad S Beidner, was a registered financial advisor. Bradford was a previously registered financial advisor and started their career in finance 1985 - 2004. Bradford had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad S Beidner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

S.W. BACH & COMPANY·CRD# 43522
BD
Port Washington, NY
September 17, 2003 - November 3, 2004
SOURCE CAPITAL MANAGEMENT·CRD# 111967
RIA
Westport, CT
September 10, 2003 - September 17, 2003
SOURCE CAPITAL GROUP, INC.·CRD# 36719
BD
Westport, CT
December 1, 2001 - September 17, 2003
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
February 13, 2001 - December 1, 2001
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
October 8, 1999 - February 12, 2001
THE THERMOPYLAE GROUP, INC.·CRD# 3059
BD
New York, NY
September 10, 1997 - October 15, 1999
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
June 15, 1995 - August 18, 1997
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
June 1, 1995 - November 7, 1995
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
March 13, 1990 - June 28, 1995
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
June 2, 1989 - March 1, 1990
PERSHING LLC·CRD# 7560
BD
May 4, 1989 - June 24, 1989
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
February 8, 1988 - June 3, 1989
CIBC WORLD MARKETS CORP.·CRD# 630
BD
January 29, 1988 - February 18, 1988
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
October 22, 1985 - February 18, 1988

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Current Firm

SB
S.W. BACH & COMPANY

A.T. MOORE SECURITIES, INC. | S.W. BACH & COMPANY | MOORE SECURITIES INC.

CRD#: 43522 / SEC#: 8-50298
BD
Terminated by SEC on 04/24/2007

Contact Information

Established

Georgia since 06/16/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
J.A.S. MANAGEMENT CORPSOLE SHAREHOLDER—
GOODE, JACQUELINE MARIECHIEF COMPLIANCE OFFICER1292607
GOODE, JACQUELINE MARIEAML OFFICER1292607
MOLLICA, MICHELLECROP2547543
MOLLICA, MICHELLESROP2547543
SHAPIRO, BARRY EVANCFO/FINOP2623250
SHAPIRO, SCOTT ALLANPRESIDENT, CEO2687108

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1985About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1992About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1992About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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