Gerald L. Brodsky
Professional summary
Gerald Lee Brodsky was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gerald is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Gerald had worked at 10 firms, which includes DINOSAUR FINANCIAL GROUP L.L.C, EMERALD POINT CAPITAL LLC, TORSIELLO SECURITIES INC., INTERCOASTAL FINANCIAL SERVICES CORP., GREAT EASTERN SECURITIES INC., HARMONIC RESEARCH INC., BGC FINANCIAL L.P., LOEWENBAUM & COMPANY INCORPORATED, INTESA SANPAOLO IMI SECURITIES CORP., MABON NUGENT & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - October 19, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
July 1, 2009 - March 28, 2013
EMERALD POINT CAPITAL, LLC
June 5, 2007 - May 12, 2009
TORSIELLO SECURITIES, INC.
July 13, 2006 - November 17, 2006
INTERCOASTAL FINANCIAL SERVICES CORP.
June 24, 2005 - July 17, 2006
GREAT EASTERN SECURITIES, INC.
March 2, 2000 - March 26, 2004
HARMONIC RESEARCH, INC.
October 31, 1997 - February 2, 2000
BGC FINANCIAL, L.P.
October 17, 1997 - October 31, 1997
LOEWENBAUM & COMPANY INCORPORATED
April 30, 1991 - January 9, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
March 21, 1991 - April 30, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
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Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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