Charles Case Dobson
CFP®Professional Summary
Charles Case Dobson, CFP®, who also goes by Charlie Dobson, is a registered financial advisor currently at DOBSON ASSET MANAGEMENT LLC located in Portland, Oregon. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Charles has worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charlie Dobson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
43 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
DOBSON ASSET MANAGEMENT | DOBSON ASSET MANAGEMENT OREGON | DOBSON ASSET MANAGEMENT LLC
Contact Information
Main Address
5200 S Macadam Ave. Suite 320, Portland, OR 97239Phone Number
(503) 417-3481# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
85AUM (Assets Under Management)
$72,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/4/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Oct 1983About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1983About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Case Dobson's CRS (Customer Relationship Summary).
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