Robert P. Goodman

STRATEGIC WEALTH MANAGEMENT GROUP

New York, NY 10019

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CRD#: 1172590

Professional summary

Robert Peter Goodman, CFP® is a registered financial advisor currently at STRATEGIC WEALTH MANAGEMENT GROUP located in New York, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Peter Goodman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 29, 2021 - Present

STRATEGIC WEALTH MANAGEMENT GROUP

Office #1: 1776 Broadway Suite 1900, New York, NY 10019

RIA

CRD#: 125882

New York, NY

Past

February 29, 2012 - December 31, 2012

SMITH ASSET MANAGEMENT, INC.

CRD#: 43164

NEW YORK, NY

Past

August 4, 2009 - February 28, 2012

EDWARD JONES

RIA

CRD#: 250

BROOKLYN, NY

Past

July 20, 2009 - February 28, 2012

EDWARD JONES

CRD#: 250

BROOKLYN, NY

Past

July 2, 1992 - March 2, 1995

BP AMERICA SECURITIES INC.

CRD#: 29448

Past

September 1, 1988 - March 27, 1990

HARRIS GOVERNMENT SECURITIES INC.

CRD#: 22511

Past

November 22, 1983 - April 7, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH MANAGEMENT GROUP

STRATEGIC ADVISORS LLC | STRATEGIC WEALTH MANAGEMENT GROUP

CRD#: 125882 / SEC#: 801-64228

RIA

Registered Investment Advisory firm - (5/16/2005 Approved)

New York

Registered Investment Advisory firm - (5/19/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/2009

General Securities Representative Examination

Current Firm

STRATEGIC WEALTH MANAGEMENT GROUP

STRATEGIC ADVISORS LLC | STRATEGIC WEALTH MANAGEMENT GROUP

CRD#: 125882 / SEC#: 801-64228

RIA

Registered Investment Advisory firm - (5/16/2005 Approved)

New York

Registered Investment Advisory firm - (5/19/2005 Terminated)

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Contact information

Main Address

1776 Broadway Suite 1900, New York, NY 10019

Mailing Address

Phone number

(212) 489-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWMG ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	850
AUM (Assets Under Management)	$ 758,261,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert P. Goodman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Peter Goodman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH ASSET MANAGEMENT, INC.

EDWARD JONES

EDWARD JONES

BP AMERICA SECURITIES INC.

HARRIS GOVERNMENT SECURITIES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

STRATEGIC WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2009

Series 63

Date: 9/29/1988

Series 7

Date: 7/17/2009

Current Firm

STRATEGIC WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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