Vickie L. Cusack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vickie Lynn Cusack, who also goes by VIcki Lynn Cusack, Vickie Lynne Frazier, Vickie Lynn Perry, Vivkie Lynn Perry, was a registered financial professional .
Vickie is a previously registered financial professional and started their career in finance in 1984. Vickie had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2021 - May 13, 2024
NYLIFE SECURITIES LLC
January 17, 2006 - June 23, 2006
STATE FARM VP MANAGEMENT CORP.
March 10, 1998 - July 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
February 17, 1998 - July 12, 2004
IDS LIFE INSURANCE COMPANY
February 17, 1998 - July 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
December 6, 1995 - October 1, 1996
BA INVESTMENT SERVICES, INC.
October 5, 1992 - November 15, 1995
IDS LIFE INSURANCE COMPANY
October 5, 1992 - November 15, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
August 23, 1984 - June 18, 1985
R.C. STAMM & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/29/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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