Mark D. Johnson

FOUNTAIN FINANCIAL GROUP

FOUNTAIN HILLS, AZ 85268

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CRD#: 1172430

Professional summary

Mark Dennis Johnson, CFP® is a registered financial advisor currently at FOUNTAIN FINANCIAL GROUP, INC. located in Fountain Hills, Arizona.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Insurance Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FOUNTAIN PROFESSIONAL GROUP INC, NOT INVSTMNT RLTD. 1994. PROVIDE INSURANCE, ESTATE PLANNING CONSULTS, EDUCATION, TECH ASSIST FOR CHARITABLE GIFTING THRU TRUSTS AND EST PLANS FOR CLIENTS BUT ALSO MARKET ESTATE SERVICES TO ADVISORS AND INSURANCE AGENTS. PRESIDENT. 20% TIME DEVOTED 15% DURINIG TRD. 2. YELLOWSTONE TRUST ADMIN, NOT INVSTMNT RLTD. MARKET THE TAX & AMP; ACCTING SVCS TO OTHER FIN ADVSRS. TAX RETURNS AND ACCTING FOR CHARITABLE REMAINDER TRUSTS CLIENTS. 1% OF MY TIME, 1999. 3. ITS MARKETING ; NON- INVESTMENT-RELATED, P.O. BOX 17656, FOUNTAIN HILLS, AZ; PROVIDING ESTATE DESIGN CONSULTING TO OTHER FINANCIAL ADVISORS, PRESIDENT, 08/1994; NO NUMBER OF HOURS/MONTH OR DURING SECURITY TRADING HOURS IS DEVOTED TO BUSINESS, ANNUALLY FILE THE "CORPORATE ANNUAL REPORT.". CORPORATION IS NO LONGER USED; DOES NOT HAVE A CHECKING ACCOUNT AND NO FINANCIAL TRANSACTIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dennis Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

October 31, 2003 - Present

FOUNTAIN FINANCIAL GROUP, INC.

Office #1: 16921 E Palisades Blvd, Fountain Hills, AZ 85268

RIA

CRD#: 123364

FOUNTAIN HILLS, AZ

Past

July 9, 2015 - December 7, 2015

VISION CAPITAL & MANAGEMENT

RIA

CRD#: 118363

FOUNTAIN HILLS, AZ

Past

March 12, 1996 - March 31, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

FOUNTAIN HILLS, AZ

Past

March 18, 1991 - March 31, 2016

FSC SECURITIES CORPORATION

CRD#: 7461

FOUNTAIN HILLS, AZ

Past

January 22, 1985 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

January 22, 1985 - January 22, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 13, 1983 - August 29, 1984

ASSOCIATES COMMERCIAL INVESTMENTS SECURITIES

CRD#: 13886

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/31/2003)

IAR

Minnesota
(4/8/2016)

IAR

Texas
(4/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/12/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 12/12/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/1992

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 1/27/1984

Direct Participation Programs Principal Examination

Current Firm

FOUNTAIN FINANCIAL GROUP, INC.

CRD#: 123364 / SEC#:

Arizona

Registered Investment Advisory firm - (10/14/2003 Approved)

Minnesota

Registered Investment Advisory firm - (4/8/2016 Approved)

North Dakota

Registered Investment Advisory firm - (11/15/2022 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16921 E Palisades Blvd Suite 105, Fountain Hills, AZ 85268

Mailing Address

P.o. Box 17656, Fountain Hills, AZ 85269

Phone number

(480) 837-5971

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 36,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Mark D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dennis Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISION CAPITAL & MANAGEMENT

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

ASSOCIATES COMMERCIAL INVESTMENTS SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2004

Series 63

Date: 4/6/1984

SIE

Date: 3/31/2016

Series 7

Date: 4/19/1986

Series 6

Date: 2/12/1985

Series 22

Date: 12/12/1983

Series 24

Date: 4/30/1992

Series 39

Date: 1/27/1984

Current Firm

FOUNTAIN FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOUNTAIN FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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