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MF

Mark B. Frost

GPWA
Nashville, TN 37212
Some features on this profile are disabled
CRD#: 1172405
MF

Professional summary

Mark Bradley Frost, who also goes by Mark Bradley Frost, Mark B Frost, is a registered financial professional currently at GPWA, LLC located in Nashville, Tennessee and UHY CAPITAL GROUP, LLC located in Farmington Hills, Michigan.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 4, Series 27, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Bradley Frost | Mark B Frost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Bradley Frost's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 24, 2019 - Present

GPWA, LLC

Office #1: 2400 Barton Ave., Nashville, TN 37212
RIA
BD
CRD#: 170171
Nashville, TN
Current

November 16, 2023 - Present

UHY CAPITAL GROUP, LLC

Office #1: 27725 Sansbury Blvd Suite 385, Farmington Hills, MI 48334
BD
CRD#: 117867
Farmington Hills, MI
Past

March 17, 2005 - November 13, 2020

BROWN ASSOCIATES, INC.

BD
CRD#: 5049
NASHVILLE, TN
Past

April 7, 2004 - November 12, 2004

POWELLJOHNSON

BD
CRD#: 122956
NASHVILLE, TN
Past

April 29, 2003 - December 31, 2003

WESTCOTT SECURITIES, LLC

BD
CRD#: 45532
HOUSTON, TX
Past

June 12, 2002 - April 24, 2003

STILLPOINT WEALTH MANAGEMENT, LLC

BD
CRD#: 119154
ATLANTA, GA
Past

April 4, 1995 - December 14, 2001

LEGACY SECURITIES CORP.

BD
CRD#: 35532
ATLANTA, GA
Past

October 1, 1992 - January 5, 1995

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY
Past

September 15, 1992 - October 9, 1992

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

September 2, 1983 - October 10, 1990

FIRST NASHVILLE CORPORATION

BD
CRD#: 13778

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/16/1995
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/15/1986
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/6/1983
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/30/1983
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UC
UHY CAPITAL GROUP, LLC
CENTERPRISE CAPITAL, LLC | UHY CAPITAL GROUP, LLC | UHY ADVISORS CORPORATE FINANCE, LLC

CRD#: 117867 / SEC#: , 8-53608

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
27725 Stansbury Blvd Suite 385, Farmington Hills, MI 48334
Mailing Address
27725 Stansbury Blvd Suite 385, Farmington Hills, MI 48334
Phone number
(312) 399-8514
Established
Delaware since 12/22/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
UHY ADVISORS, INC.SHAREHOLDER
CONTI, ALEX JOHNCEO4436583
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER, FINOP, CFO2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UHY CAPITAL GROUP, LLC

CRD#: 117867Nashville, TN 37212

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