John S. Neamtz
Professional summary
John Steven Neamtz, who also goes by J. Steven Neamtz, Steven Neamtz, is a registered financial professional currently at YORKVILLE SECURITIES, LLC located in Mountainside, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 13 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Steven Neamtz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2026 - Present
YORKVILLE SECURITIES, LLC
Office #1: 1012 Springfield Ave, Mountainside, NJ 07092May 23, 2022 - November 3, 2025
VEST SECURITIES, LLC
September 2, 2016 - June 13, 2022
FIRST DOMINION CAPITAL CORP.
May 26, 2015 - September 15, 2015
REALTY CAPITAL SECURITIES, LLC
October 18, 2012 - October 17, 2014
MATRIX CAPITAL GROUP, INC.
January 9, 2008 - June 23, 2010
VP DISTRIBUTORS LLC
July 23, 1996 - July 5, 2006
COREBRIDGE CAPITAL SERVICES, INC.
September 15, 1993 - March 29, 1996
NATIXIS DISTRIBUTION, LLC
August 24, 1990 - September 15, 1993
TNE INVESTMENT SERVICES CORPORATION
August 22, 1990 - September 7, 1994
NEW ENGLAND SECURITIES
February 14, 1989 - August 14, 1990
KIDDER, PEABODY & CO. INCORPORATED
November 24, 1986 - January 26, 1988
LEHMAN BROTHERS INC.
September 20, 1983 - October 27, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
YORKVILLE SECURITIES, LLC
CRD#: 330480 / SEC#: , 8-71241
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORKVILLE BD HOLDINGS, LLC | SOLE MEMBER | |
| ANGELO, MARK ANTHONY | CHAIRMAN OF BOARD OF MANAGERS | 2585969 |
| BECKMAN, MATTHEW JACOB | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 4139592 |
| BOWMAN, TIMOTHY JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, AND FINOP | 2247374 |
| FRANKS, OREN | CONTROLLER | 4902717 |
| MARKUNAS, MICHAEL NMN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 1832307 |
| MCNICOLL, PATRICE | CO-CEO | 3199758 |
| RILLO, TROY JAMES | MEMBER OF BOARD OF MANAGERS; CO-CEO | 1726077 |
| ROSSELLI, MICHAEL ALBERT | MEMBER OF THE BOARD OF MANAGERS; CO-HEAD OF INVESTMENT BANKING | 7714774 |
Red Flags
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