MM

Martin D. Magida

BERKERY NOYES SECURITIES
New York, NY 10177
Some features on this profile are disabled
CRD#: 1172334
MM

Professional summary


Martin David Magida, who also goes by Martin D Magida, is a registered financial professional currently at BERKERY NOYES SECURITIES, LLC located in New York, New York.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1983. Martin has worked at 11 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 15, Series 5, Series 3 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Martin D Magida

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Martin David Magida's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 7, 2018 - Present

BERKERY NOYES SECURITIES, LLC

Office #1: 250 Park Avenue 14th Floor, New York, NY, 10177Office #2: 250 Park Avenue 14th Floor, New York, NY, 10177
BD
CRD#: 155918
New York, NY
Past

October 30, 2009 - January 17, 2017

CARTER CAPITAL CORPORATION

BD
CRD#: 23521
SOUTHPORT, CT
Past

August 2, 2006 - June 25, 2009

BDO CAPITAL ADVISORS, LLC

BD
CRD#: 109679
NEW YORK, NY
Past

February 27, 2004 - July 25, 2006

DILLON CAPITAL, INC.

BD
CRD#: 102340
DARIEN, CT
Past

May 20, 2003 - November 13, 2003

INVESTEC INC.

BD
CRD#: 18553
NEW YORK, NY
Past

January 25, 2002 - April 28, 2003

INVESTEC INC.

BD
CRD#: 18553
NEW YORK, NY
Past

November 3, 2000 - April 23, 2001

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 26, 1999 - November 3, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 6, 1996 - February 10, 1999

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

August 23, 1991 - June 4, 1996

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

May 20, 1988 - January 18, 1989

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

September 23, 1983 - June 6, 1988

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/7/2018)
RR
Connecticut
(3/7/2018)
RR
Delaware
(3/7/2018)
RR
District of Columbia
(8/31/2020)
RR
Florida
(3/7/2018)
RR
Georgia
(4/3/2020)
RR
Illinois
(3/7/2018)
RR
Massachusetts
(3/7/2018)
RR
Missouri
(3/17/2020)
RR
Nebraska
(1/24/2019)
RR
New Jersey
(3/7/2018)
RR
New York
(3/7/2018)
RR
North Carolina
(2/21/2020)
RR
Ohio
(3/7/2018)
RR
Oregon
(3/7/2018)
RR
Pennsylvania
(3/7/2018)
RR
Texas
(3/7/2018)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 6/6/1984
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 9/13/1983
Interest Rate Options Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BN
BERKERY NOYES SECURITIES, LLC
BERKERY NOYES SECURITIES, LLC

CRD#: 155918 / SEC#: , 8-68750

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
250 Park Avenue 14th Floor, New York, NY, 10177
Mailing Address
250 Park Avenue 14th Floor, New York, NY, 10177
Phone number
(212) 668-3355
Established
New York since 08/03/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BERKERY NOYES & CO., LLCPARENT COMPANY
CALIMANO, FRANK VINCENTFINOP840807
MAGIDA, MARTIN DAVIDPRESIDENT AND CCO1172334

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERKERY NOYES SECURITIES, LLC

CRD#: 155918New York, NY 10177

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