Andrew T. Gardener
Professional summary
Andrew Todd Gardener, CFP®, who also goes by Andrew Gardner, is a registered financial advisor currently at TANGLEWOOD LEGACY ADVISORS, LLC located in Houston, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Todd Gardener's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
September 25, 2003 - Present
TANGLEWOOD LEGACY ADVISORS, LLC
Office #1: One Riverway, Suite 1550, Houston, TX 77056May 23, 2003 - September 7, 2016
LPL FINANCIAL LLC
May 23, 2003 - April 8, 2019
LPL FINANCIAL LLC
October 18, 1983 - May 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1983 - May 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TANGLEWOOD LEGACY ADVISORS, LLC
CRD#: 127289 / SEC#: 801-107793
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/25/2003)
Exams
Series 8
Date: 1/13/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TANGLEWOOD LEGACY ADVISORS, LLC
CRD#: 127289 / SEC#: 801-107793
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 562,079,455 |
Red Flags
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