Andrew F. Ferguson

SIMON QUICK ADVISORS | CEO

Las Vegas, NV 89135

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CRD#: 1172068

Professional summary

Andrew Fraser Ferguson Sr., CFP®, ChFC®, CIMA®, who also goes by Andrew Ferguson, Andy Ferguson, Andrew Fraser Ferguson, is a registered financial advisor currently at SIMON QUICK ADVISORS, LLC located in Las Vegas, Nevada.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Trading individual securities

Loans/credit services

Trust & estate planning

Financial planning

Philanthropic services

Retirement planning

What is your current number of clients?

Under 100

Are you a "fiduciary"?

Yes

Aliases

Andrew Ferguson | Andy Ferguson | Andrew Fraser Ferguson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Boys and Girls Clubs of Southern Nevada Foundation Other business is investment-related 2850 Lindell Road., Las Vegas, NV 89146 Non-profit organization Board Member Start date in January 1997 30 minutes per month, all during non-trading hours No direct investment advice is given and not managing assets. Assists the organization in drafting and maintaining the investment policy statement and overseeing the third-party asset manager.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Fraser Ferguson Sr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

ChFC^®

Chartered Financial Consultant

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 12, 2025 - Present

SIMON QUICK ADVISORS, LLC

Office #1: 11035 Lavender Hill Drive Suite 160-194, Las Vegas, NV 89135

RIA

CRD#: 132330

Las Vegas, NV

Past

August 18, 2020 - June 30, 2025

PROQUILITY PRIVATE WEALTH PARTNERS, LLC

RIA

CRD#: 307866

Las Vegas, NV

Past

February 16, 1990 - August 10, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NAPLES, FL

Past

August 23, 1983 - August 10, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357

RIA

Registered Investment Advisory firm - (7/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(6/26/2025)

IAR

Texas
(6/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/5/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/29/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357

RIA

Registered Investment Advisory firm - (7/16/2004 Approved)

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Contact information

Main Address

360 Mt. Kemble Ave, Morristown, NJ 07960

Mailing Address

Phone number

(973) 525-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMON QUICK ADVISORS, LLC ADV PART 2A (6/13/2025)

Regulatory assets under management

Total Number of Accounts	3,710
AUM (Assets Under Management)	$ 7,072,626,223

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
10/11/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andrew F. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Fraser Ferguson Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PROQUILITY PRIVATE WEALTH PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SIMON QUICK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/1995

Series 63

Date: 8/31/1983

SIE

Date: 10/1/2018

Series 31

Date: 8/5/1995

Series 7

Date: 8/20/1983

Series 8

Date: 10/29/1990

Current Firm

SIMON QUICK ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIMON QUICK ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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