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Daniel Edward Aron

CRD# 1171961·Registered 1983 - 2018
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Edward Aron was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1983 - 2018. Daniel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 5, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

LCS SECURITIES, LLC·CRD# 140147
BD
New York, NY
April 4, 2006 - April 12, 2018
LEVCO SECURITIES, INC.·CRD# 41585
BD
New York, NY
January 1, 1997 - January 3, 2006
BKF ASSET MANAGEMENT, INC.·CRD# 106474
RIA
New York, NY
June 28, 1996 - March 23, 2006
JOHN A. LEVIN & CO., INC.·CRD# 14184
BD
New York, NY
May 19, 1989 - January 1, 1997
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
September 22, 1983 - March 29, 1989

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Current Firm

LS
LCS SECURITIES, LLC

LCS SECURITIES, LLC

CRD#: 140147 / SEC#: 8-67288
BD
Terminated by SEC on 06/11/2018

Contact Information

Established

New York since 01/26/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LEVIN CAPITAL STRATEGIES, L.P.MEMBER137147
ARON, DANIEL EDWARDHEAD TRADER & GSP1171961
LEVIN, JOHN ANDREWMGR., CEO, CFO, ROSFP, GSP, & MUNICIPAL PRINCIPAL1209729
OTTUSCH, RAYMOND FRANCISCCO, GSP, FINOP, ROSFP, & MUNICIPAL PRINCIPAL2438748

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 3 — National Commodity Futures Examination

Passed Dec 1993About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Jan 1984

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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