Daniel E. Aron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Edward Aron was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2006 - April 12, 2018
LCS SECURITIES, LLC
January 1, 1997 - January 3, 2006
LEVCO SECURITIES, INC.
June 28, 1996 - March 23, 2006
BKF ASSET MANAGEMENT, INC.
May 19, 1989 - January 1, 1997
JOHN A. LEVIN & CO., INC.
September 22, 1983 - March 29, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 1/30/1984
Interest Rate Options ExaminationCurrent Firm
LCS SECURITIES, LLC
CRD#: 140147 / SEC#: , 8-67288
Contact information
Documents
Red Flags
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