Darryl R. Bruemmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Ray Bruemmer was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1983. Darryl had worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2013 - January 27, 2017
THE LEADERS GROUP, INC.
February 16, 2009 - November 5, 2013
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - June 28, 2005
VOYA FINANCIAL ADVISORS, INC.
January 17, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
October 5, 2000 - January 16, 2002
RBC CAPITAL MARKETS, LLC
April 22, 1999 - March 19, 2001
1717 CAPITAL MANAGEMENT COMPANY
September 15, 1993 - March 18, 1999
JOHN HANCOCK DISTRIBUTORS LLC
August 23, 1983 - October 4, 1988
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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