David A. Weissmueller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Anton Weissmueller was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2009 - April 17, 2017
USAA FINANCIAL PLANNING SERVICES
December 7, 2009 - April 17, 2017
USAA FINANCIAL ADVISORS, INC.
June 24, 2008 - March 26, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 30, 2008 - March 26, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 1993 - May 10, 1993
PACIFIC WEST SECURITIES, INC.
December 20, 1988 - December 31, 1990
LPL FINANCIAL LLC
September 23, 1983 - July 16, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 9/28/1983
Interest Rate Options ExaminationCurrent Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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