CH
Christina J. Harrison
FIRST KENTUCKY SECURITIES
Lexington, KY 40511
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CRD#: 1171516
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Professional summary
Christina Jones Harrison, CFP®, who also goes by Christina Jones Heath, Willa Christina Jones, is a registered financial advisor currently at FIRST KENTUCKY SECURITIES CORPORATION located in Lexington, Kentucky.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Christina has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christina Jones Heath | Willa Christina Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owns First Kentucky Stock- Willa's Fabulous Finds - Peddler mall/Etsy Shop
CRS (Client Relationship Summary) - RIA
Click below to view Christina Jones Harrison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christina Jones Harrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 2, 2013 - Present
FIRST KENTUCKY SECURITIES CORPORATION
Office #1: 1500 Leestown Road Suite 330, Lexington, KY 40511RIA
BD
CRD#: 7524
Lexington, KY
Current
May 15, 2001 - Present
FIRST KENTUCKY SECURITIES CORPORATION
Office #1: 1500 Leestown Road Suite 330, Lexington, KY 40511RIA
BD
CRD#: 7524
Lexington, KY
Past
January 25, 2006 - December 31, 2012
FIRST KENTUCKY SECURITIES CORPORATION
RIA
CRD#: 7524
LOUISVILLE, KY
Past
June 23, 1992 - May 9, 2001
NANCY BARRON & ASSOCIATES, INC.
BD
CRD#: 30201
LEXINGTON, KY
Past
February 6, 1990 - July 9, 1992
THE RIDERWOOD GROUP INCORPORATED
BD
CRD#: 16681
TOWSON, MD
Past
June 3, 1986 - February 10, 1990
FIRST SECURITY BROKERAGE COMPANY OF KENTUCKY
BD
CRD#: 17421
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIRST KENTUCKY SECURITIES CORPORATION
FIRST CREDIT ADVISORS | FIRST KENTUCKY SECURITIES CORPORATION | FIRST KENTUCKY SECURITIES CORP
CRD#: 7524 / SEC#: 801-67742, 8-22224
RIA
Registered Investment Advisory firm - SEC (5/3/2007 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2023)
RR
Arkansas(6/26/2015)
RR
California(12/10/2010)
RR
Florida(11/2/2004)
RR
Georgia(12/10/2010)
RR
Illinois(7/25/2019)
RR
Indiana(12/10/2010)
RR
Kentucky(5/15/2001)
IAR
Kentucky(1/2/2013)
RR
Louisiana(12/13/2012)
RR
Maryland(8/16/2005)
RR
Michigan(12/10/2010)
RR
Missouri(11/17/2023)
RR
Nebraska(1/6/2016)
RR
Nevada(4/30/2020)
RR
New Jersey(1/11/2018)
RR
New York(11/19/2009)
RR
North Carolina(12/17/2010)
RR
Ohio(7/21/2005)
RR
Pennsylvania(5/12/2021)
RR
South Carolina(12/10/2010)
RR
Texas(1/22/2019)
RR
Virginia(2/11/2021)
RR
Wyoming(2/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/31/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIRST KENTUCKY SECURITIES CORPORATION
FIRST CREDIT ADVISORS | FIRST KENTUCKY SECURITIES CORPORATION | FIRST KENTUCKY SECURITIES CORP
CRD#: 7524 / SEC#: 801-67742, 8-22224
RIA
Registered Investment Advisory firm - SEC (5/3/2007 Approved)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4360 Brownsboro Road Suite 300, Louisville, KY 40207
Mailing Address
4360 Brownsboro Road Suite 300, Louisville, KY 40207
Phone number
(502) 893-7288
Established
Kentucky since 09/30/1977
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
20
SEC notice filing (15 States and Territories)
FINRA licenses (47 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRAMER, RAYMOND STRAND JR | BRANCH MANAGER/ MUNI PRINCIPAL/ BOARD MEMBER | 1053345 |
| OCONNOR, KEVIN PATRICK | SENIOR VICE PRESIDENT/BOARD MEMBER | 1250514 |
| CURRENT, TYLER DARRELL | VICE PRESIDENT/BOARD MEMBER | 5363467 |
| OCONNOR, RYAN PATRICK | CFO/ CEO/ BRANCH MANAGER/ BOARD MEMBER | 5337922 |
| HARRISON, CHRISTINA JONES | VICE PRESIDENT/ SHAREHOLDER | 1171516 |
| HOWELL, JUDY ELIZABETH | SHAREHOLDER | 1634346 |
| JENNINGS, MARY JANE | VICE PRESIDENT/ SECRETARY/ SHAREHOLDER | 1850902 |
| KRAMER, FREDERICK JENNINGS | REGISTERED REPRESENTATIVE | 2299599 |
| NICHOLSON, ANN MARIE | CCO | 2449342 |
Regulatory assets under management
| Total Number of Accounts | 1,757 |
| AUM (Assets Under Management) | $ 678,564,542 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST KENTUCKY SECURITIES CORPORATION
CRD#: 7524Lexington, KY 40511TRUST BUT VERIFY
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Contact information
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