Patricia L. Lumpkin

JUNO FINANCIAL GROUP LLC

RICHMOND, VA 23226

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CRD#: 1171495

Professional summary

Patricia Lane Lumpkin, who also goes by Patricia Margaret Lane, Patty Lane Lumpkin, is a registered financial advisor currently at JUNO FINANCIAL GROUP LLC located in Richmond, Virginia.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Patricia has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Margaret Lane | Patty Lane Lumpkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Juno Financial group Investment Related: Yes Address: 1802 Bayberry Ct. Richmond VA 23226 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Relationship Manager Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Managing block of business, retaining current clients and uncovering additional assetsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkway Bldg 2 Suite 400 Richmond TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Relationship Manager Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: managing block of business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Lane Lumpkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2025 - Present

JUNO FINANCIAL GROUP LLC

Office #1: 1802 Bayberry Court Suite 203, Richmond, VA 23226

RIA

CRD#: 336362

RICHMOND, VA

Past

January 13, 2020 - June 16, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Richmond, VA

Past

January 13, 2020 - June 16, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Richmond, VA

Past

October 31, 2017 - December 31, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HENRICO, VA

Past

January 15, 2014 - December 31, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GLEN ALLEN, VA

Past

August 16, 2005 - December 16, 2013

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MIDLOTHIAN, VA

Past

May 29, 2001 - August 17, 2005

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

November 29, 2000 - May 25, 2001

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

Past

March 15, 1989 - September 17, 1999

CRESTAR SECURITIES CORPORATION

CRD#: 17464

RICHMOND, VA

Past

April 6, 1988 - November 2, 1988

VANSOUTH SECURITIES, INC.

CRD#: 10044

Past

February 21, 1985 - February 26, 1987

BRANCH, CABELL & CO., INC.

CRD#: 6820

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Current Firm

JUNO FINANCIAL GROUP LLC

CRD#: 336362 / SEC#: 801-132999

RIA

Registered Investment Advisory firm - (6/13/2025 120-Day Approval)

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Contact information

Main Address

1802 Bayberry Court Suite 203, Richmond, VA 23226

Mailing Address

Phone number

(804) 500-6464

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JUNO FINANCIAL GROUP LLC - FORM ADV 2A (9/29/2025)

Regulatory assets under management

Total Number of Accounts	640
AUM (Assets Under Management)	$ 521,479,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia L. Lumpkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Lane Lumpkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

FISERV INVESTOR SERVICES, INC.

NBC CAPITAL MARKETS GROUP, INC.

CRESTAR SECURITIES CORPORATION

VANSOUTH SECURITIES, INC.

BRANCH, CABELL & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2017

Series 63

Date: 3/8/1985

SIE

Date: 10/1/2018

Series 7

Date: 2/16/1985

Current Firm

JUNO FINANCIAL GROUP LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JUNO FINANCIAL GROUP LLC

TRUST BUT VERIFY

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