John J. Hickey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Hickey was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - December 31, 2024
DAVINCI CAPITAL MANAGEMENT, INC.
November 1, 2004 - December 1, 2022
THE O.N. EQUITY SALES COMPANY
September 9, 2004 - November 5, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 31, 2003 - November 5, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 17, 1992 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
January 3, 1991 - May 15, 1992
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
July 7, 1986 - July 3, 1990
LCP CAPITAL CORP.
January 25, 1985 - July 1, 1986
CARDELL & ASSOCIATES, INCORPORATED
August 22, 1983 - December 27, 1984
LEHMAN BROTHERS DISTRIBUTORS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVINCI CAPITAL MANAGEMENT, INC.
CRD#: 46897 / SEC#: 801-56514, 8-51580
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 40,216,551 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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