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RB

Robert C. Brandenburg

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CRD#: 1171044
RB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Clark Brandenburg, who also goes by Bob Brandenburg, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 3 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Brandenburg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 27, 1995 - August 17, 2001

WESTERN FEDERAL GROUP

BD
CRD#: 20456
SCOTTSDALE, AZ
Past

January 27, 1992 - December 7, 1993

WESTERN FEDERAL GROUP

BD
CRD#: 20456
SCOTTSDALE, AZ
Past

January 17, 1989 - September 17, 1991

FOX & COMPANY INVESTMENTS INC.

BD
CRD#: 18517
SCOTTSDALE, AZ
Past

July 20, 1983 - December 31, 1988

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/21/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


WF
WESTERN FEDERAL GROUP
WESTERN FEDERAL GROUP | WFC FINANCIAL CORPORATION

CRD#: 20456 / SEC#: , 8-38255

BD
Terminated by SEC on 10/16/2001
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Contact information


Main Address
Mailing Address
Phone number
Established
Arizona since 06/26/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WESTERN FEDERAL CORPORATIONOWNER - PARENT CORPORATION
GUACLIDES, JAMES KVICE PRESIDENT & SECRETARY1716014
KOHLER, JOHN MICHAELVICE PRESIDENT1794117
LAMSON, THOMAS FREDPRESIDENT & TREASURER1099154

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTERN FEDERAL GROUP

CRD#: 20456

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