Shirley A. Stevenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirley Ann Stevenson was a registered financial professional .
Shirley is a previously registered financial professional and started their career in finance in 1983. Shirley had worked at 2 firms and has passed the Series 63, SIE, Series 11, Series 6, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1997 - January 7, 2021
C. R. DAVIS & COMPANY
August 12, 1983 - December 11, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 11
Date: 4/7/2000
Assistant Representative-Order Processing Qualification ExamSeries 28
Date: 11/13/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
C. R. DAVIS & COMPANY
CRD#: 1593 / SEC#: , 8-859
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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