Danny R. Elser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Ray Elser, who also goes by Dan Elser, was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1983. Danny had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - December 31, 2024
CETERA INVESTMENT ADVISERS LLC
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 9, 2021 - December 31, 2025
CETERA WEALTH SERVICES, LLC
April 11, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
July 5, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
August 3, 2004 - July 1, 2005
THE INVESTMENT CENTER, INC.
July 27, 2004 - July 1, 2005
THE INVESTMENT CENTER, INC.
September 19, 2000 - March 30, 2004
PRINCIPAL SECURITIES, INC.
April 14, 1987 - March 30, 2004
PRINCIPAL SECURITIES, INC.
August 20, 1986 - April 22, 1987
PRINCETON AMERICAN EQUITIES CORPORATION
November 21, 1983 - August 12, 1986
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
