GK
George P. Koumoutsos
HORNOR, TOWNSEND & KENT
Cincinnati, OH 45230
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CRD#: 1170890
GK
Professional summary
George P Koumoutsos, who also goes by George Peter Koumoutsos, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Cincinnati, Ohio.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. George has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Peter Koumoutsos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)OMEGA FINANCIAL GROUP, INVESTMENT-RELATED, 7458 JAGER CT CINCINNATI, OH 45230, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, PROPRIETOR/OWNER, START DATE: 01/15/1985, APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: LIFE INSURANCE AND INVESTMENT SALES. GENERAL OFFICE MANAGEMENT.
2)UNIVERSITY OF CINCINNATI PLANNED GIVING, NOT INVESTMENT-RELATED, 51 GOODMAN DRIVE, CINCINNATI, OH 45219, ADVISOR TO UNIVERSITY OF CINCINNATI PLANNED GIVING COMMITTEE, ADVISOR/VOLUNTEER, START DATE: 10/01/2009, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: ADVISE AND ASSIST GIFT PLANNING STAFF WITH RESPECT TO PLANNING PROGRAMS AND INITIATIVES.
3)BACKBEAT ENTERTAINMENT, NOT INVESTMENT-RELATED, 3756 REDTHORNE DR., AMELIA, OH 45102, MUSIC INDUSTRY BUSINESS MANAGER, PROPRIETOR/OWNER/MUSICIAN, START DATE: 08/01/2009, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: PROVIDE BUSINESS MANAGEMENT SERVICES FOR LOCAL/NATIONAL MUSICIANS. PERFORM WITH A LOCAL MUSIC GROUP.
4) PERFORMING/BUSINESS MANAGER;
DBA NAME: BACKBEAT ENTERTAINMENT, THE UNCLE CHARLIE BAND, THE OMEGA ENTERTAINMENT GROUP
INVESTMENT RELATED: NO; ADDRESS: 3756 REDTHORNE DR. AMELIA OHIO, 45102;
NATURE OF OBA: BUSINESS MANAGEMENT SERVICES, MUSICAL PERFORMANCES;
POSITION, TITLE, RELATIONSHIP: PROPRIETOR/OWNER;
START DATE OF OBA: 8/1/2009;
# HOURS/MONTH: <10 HRS;
# HOURS/MONTH DURING TRADING: <10 HRS;
DESCRIBE DUTIES: PROVIDE BUSINESS MANAGEMENT SERVICES, INCLUDING BOOKING AND NEGOTIATIONS FOR LOCAL/NATIONAL MUSICIANS. PERFORM WITH A LOCAL MUSICAL GROUP.
5) RENTAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: ROPRIETOR/OWNER |ADDRESS: 7456 JAGER CT, CINCINNATI, OHIO, 45230 | START DATE: 12/27/2016 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COLLECT RENTS.
CRS (Client Relationship Summary) - RIA
Click below to view George P Koumoutsos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George P Koumoutsos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2003 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 7458 Jager Ct, Cincinnati, OH 45230RIA
BD
CRD#: 4031
Cincinnati, OH
Current
August 15, 1983 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 7458 Jager Ct, Cincinnati, OH 45230RIA
BD
CRD#: 4031
Cincinnati, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2000)
RR
Arizona(10/17/2005)
RR
Arkansas(6/16/2023)
RR
California(4/6/2010)
RR
Colorado(9/9/2011)
RR
Delaware(8/10/2017)
RR
Florida(3/28/1989)
RR
Georgia(7/9/2014)
RR
Idaho(5/6/2021)
RR
Illinois(4/23/1986)
RR
Indiana(4/15/1985)
RR
Kentucky(1/30/1985)
RR
Louisiana(8/17/2021)
RR
Maryland(1/4/1999)
RR
Massachusetts(8/8/2003)
RR
Minnesota(3/21/2018)
RR
Montana(11/9/2001)
RR
New Hampshire(5/10/2007)
RR
New Jersey(8/24/2021)
RR
New York(6/21/2021)
RR
North Carolina(1/27/2016)
RR
Ohio(8/18/1983)
IAR
Ohio(1/14/2003)
RR
Oregon(11/18/2009)
RR
Pennsylvania(6/19/2003)
RR
South Carolina(4/26/1988)
RR
Tennessee(5/9/2003)
RR
Texas(3/26/1993)
IAR
Texas(6/22/2017)
RR
Virginia(11/4/2014)
RR
Washington(12/11/2019)
RR
Wisconsin(5/20/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/10/1995
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Cincinnati, OH 45230TRUST BUT VERIFY
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Contact information
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