RL
Robert L. Lee
RETIREMENT MONEY MANAGEMENT
Sarasota, FL 34236
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CRD#: 1170833
RL
Professional summary
Robert Lewis Lee is a registered financial advisor currently at RETIREMENT MONEY MANAGEMENT located in Sarasota, Florida and CETERA WEALTH SERVICES, LLC located in Sarasota, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SUCCESSFUL MONEY MANAGEMENT DBA RETIREMENT MONEY MANAGEMENT, RIA, 100% OWNERSHIP, 60% SPENT ON CLIENT APPOINTMENTS, 40% RESEARCH AND DEVELOPMENT AND CLIENT PORTFOLIO REVIEWS. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2021 APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 3) NAME OF OTHER BUSINESS: LEE FINANCIAL OF SARASOTA, INC, INVESTMENT RELATED: YES, ADDRESS: 5001 LAKEWOOD RANCH BLVD. SUITE 105, SARASOTA, FL 34240, NATURE OF BUSINESS: INSURANCE SALES, START DATE: 07/2007, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: LESS THAN 1, APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1, BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES DBA;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lewis Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2017 - Present
RETIREMENT MONEY MANAGEMENT
Office #1: 2 N. Tamiami Trail #400, Sarasota, FL 34236RIA
CRD#: 145149
Sarasota, FL
Current
November 1, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5001 Lakewood Ranch Blvd, Ste 105, Sarasota, FL 34240BD
CRD#: 13572
Sarasota, FL
Past
March 8, 2010 - December 31, 2011
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
SARASOTA, FL
Past
December 19, 2008 - December 31, 2016
RETIREMENT MONEY MANAGEMENT
RIA
CRD#: 145149
SARASOTA, FL
Past
May 30, 2007 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
SARASOTA, FL
Past
April 1, 1997 - December 31, 2007
RETIREMENT MONEY MANAGEMENT
RIA
CRD#: 111989
SARASOTA, FL
Past
April 23, 1991 - December 31, 1992
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
September 2, 1983 - May 30, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SARASOTA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/1/2017)
RR
California(11/1/2017)
RR
Colorado(11/1/2017)
RR
Connecticut(11/1/2017)
RR
Delaware(3/7/2025)
IAR
Florida(3/14/2017)
RR
Florida(11/2/2017)
RR
Georgia(11/1/2017)
RR
Idaho(4/22/2021)
RR
Indiana(4/27/2021)
RR
Kentucky(7/21/2020)
RR
Maryland(11/1/2017)
RR
Michigan(11/1/2017)
RR
Minnesota(11/1/2017)
RR
Missouri(6/1/2018)
RR
New Hampshire(6/18/2019)
RR
New Jersey(11/1/2017)
RR
New York(11/1/2017)
RR
North Carolina(11/1/2017)
RR
Ohio(11/1/2017)
RR
Oregon(7/1/2021)
RR
Pennsylvania(11/1/2017)
RR
South Carolina(10/5/2023)
RR
Tennessee(11/1/2017)
RR
Texas(11/1/2017)
IAR
Texas(11/28/2017)
RR
Vermont(3/2/2022)
RR
Virginia(11/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RM
RETIREMENT MONEY MANAGEMENT
RETIREMENT MONEY MANAGEMENT | SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.
CRD#: 145149 / SEC#: 801-69720
RIA
Registered Investment Advisory firm - (1/25/2018 Terminated)Florida
Registered Investment Advisory firm - (1/24/2018 Approved)Texas
Registered Investment Advisory firm - (11/28/2017 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5001 Lakewood Ranch Blvd Suite 105, Sarasota, FL 34240
Mailing Address
Phone number
(941) 955-2099
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 36,508,559 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
