George E. Rall

LOFTIN WEALTH PARTNERS

Johns Creek, GA 30097

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CRD#: 1170826

Professional summary

George Edwin Rall JR, who also goes by George E Rall (jr), is a registered financial advisor currently at LOFTIN WEALTH PARTNERS located in Johns Creek, Georgia and LPL FINANCIAL LLC located in Johns Creek, Georgia.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. George has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George E Rall (jr)

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/01/2023 - GER FINANCIAL LLC - Business Entity For Tax/Investment Purposes Only - GA 30328 - Non investment related - 1 Hour per month - Start date: 06/01/2022. 2) 08/17/2023 - GER LOFTIN WEALTH ADVISORS, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related At Reported Business Location(s) - Start Date 10/01/2019 - 160 Hours Per Month/ 40 Hours During Trading - Time Spent 100% - I provide investment advisory services through GER LOFTIN WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Edwin Rall JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2020 - Present

LOFTIN WEALTH PARTNERS

Office #1: 6470 E Johns Crossing Suite 230, Johns Creek, GA 30097

RIA

CRD#: 305359

Johns Creek, GA

Current

August 8, 2023 - Present

LPL FINANCIAL LLC

Office #1: 6470 E Johns Crossing Ste 230, Johns Creek, GA 30097

RIA

CRD#: 6413

Johns Creek, GA

Past

October 28, 2019 - December 31, 2019

LOFTIN WEALTH PARTNERS

RIA

CRD#: 305359

CUMMING, GA

Past

October 15, 2009 - August 16, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

DULUTH, GA

Past

October 15, 2009 - August 16, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

DULUTH, GA

Past

January 2, 2009 - October 13, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

September 21, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ATLANTA, GA

Past

April 30, 2003 - December 31, 2004

GER WEALTH ADVISORS, LLC

RIA

CRD#: 126227

ATLANTA, GA

Past

November 7, 1997 - October 9, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ATLANTA, GA

Past

February 15, 1990 - November 10, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

August 31, 1988 - February 17, 1990

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 11, 1985 - September 2, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

August 24, 1983 - September 17, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

August 24, 1983 - September 17, 1985

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOFTIN WEALTH PARTNERS

GER LOFTIN WEALTH ADVISORS, LLC | LOFTIN WEALTH PARTNERS

CRD#: 305359 / SEC#: 801-117350

RIA

Registered Investment Advisory firm - (9/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/17/2023)

California
(8/8/2023)

Colorado
(8/8/2023)

Florida
(8/8/2023)

IAR

Georgia
(3/6/2020)

Georgia
(8/10/2023)

Idaho
(8/8/2023)

Illinois
(8/8/2023)

Indiana
(8/8/2023)

Kentucky
(8/8/2023)

Louisiana
(8/8/2023)

Maryland
(8/8/2023)

Massachusetts
(9/18/2023)

New York
(8/8/2023)

North Carolina
(8/8/2023)

Ohio
(8/8/2023)

Oklahoma
(10/18/2023)

South Carolina
(8/8/2023)

Texas
(8/8/2023)

Virginia
(8/10/2023)

West Virginia
(8/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LOFTIN WEALTH PARTNERS

GER LOFTIN WEALTH ADVISORS, LLC | LOFTIN WEALTH PARTNERS

CRD#: 305359 / SEC#: 801-117350

RIA

Registered Investment Advisory firm - (9/17/2019 Approved)

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Contact information

Main Address

6470 E Johns Crossing Suite 230, Johns Creek, GA 30097

Mailing Address

Phone number

(888) 556-3846

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GER LOFTIN WRAP FEE BROCHURE (3/17/2025)

GER LOFTIN FORM ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,033
AUM (Assets Under Management)	$ 292,423,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George E. Rall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Edwin Rall JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LOFTIN WEALTH PARTNERS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

GER WEALTH ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURITIES AMERICA, INC.

GUARDIAN INVESTOR SERVICES LLC

FSC SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

Primary Firm SEC Registration

LOFTIN WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2011

Series 63

Date: 12/1/1983

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1983

Series 24

Date: 12/16/1997

FINRA

Current Firm

LOFTIN WEALTH PARTNERS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOFTIN WEALTH PARTNERS

TRUST BUT VERIFY

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