Donald L. Twiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Liddell Twiss was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 3 firms and has passed the Series 65, Series 63, Series 18 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2018 - July 20, 2018
GALLATIN & COMPANY, LLC
December 1, 1998 - April 29, 1999
CORBY CAPITAL MARKETS, INC.
March 8, 1995 - August 6, 1997
CORBY CAPITAL MARKETS, INC.
September 6, 1983 - March 24, 1995
GLEACHER & COMPANY SECURITIES, INC.
Primary Firm SEC Registration
GALLATIN & COMPANY, LLC
CRD#: 111984 / SEC#: 801-60165
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 8/20/1983
Securities Industry Rules and Regulations ExaminationSeries 000
Date: 6/21/1973
General Securities Principal ExaminationCurrent Firm
GALLATIN & COMPANY, LLC
CRD#: 111984 / SEC#: 801-60165
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 92,611,135 |
Red Flags
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