William H. Taft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Harrison Taft JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2013 - November 13, 2014
INCOME PLANNING & MANAGEMENT, INC.
November 19, 1992 - October 11, 1993
FIRST MONTAUK SECURITIES CORP.
March 19, 1991 - July 23, 1991
FIRST MONTAUK SECURITIES CORP.
March 31, 1986 - April 5, 1990
RAYMOND JAMES & ASSOCIATES, INC.
September 25, 1984 - March 18, 1986
AMUNI FINANCIAL, INC.
August 24, 1983 - September 7, 1984
NORRIS & HIRSHBERG, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INCOME PLANNING & MANAGEMENT, INC.
CRD#: 164483 / SEC#:
Contact information
Red Flags
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