Patrick J. Marron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Marron, who also goes by Patrick J Marron, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1992. Patrick had worked at 51 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2023 - September 27, 2023
WESTCAP MARKETS, LLC
September 17, 2021 - April 11, 2022
CONSTELLATION
May 27, 2020 - June 2, 2021
GATSBY SECURITIES
December 21, 2017 - January 11, 2022
REDBRIDGE SECURITIES LLC
August 18, 2017 - March 2, 2022
BERKSHIRE GLOBAL ADVISORS LP
September 15, 2016 - June 9, 2017
BAYES CAPITAL LLC
September 15, 2016 - June 9, 2017
BARDOWN CAPITAL LLC
September 15, 2016 - July 10, 2019
BROAD STREET CAPITAL MARKETS, LLC
May 31, 2016 - September 8, 2020
VOLEO USA, INC
September 14, 2015 - May 1, 2017
ICR CAPITAL LLC
October 29, 2014 - January 16, 2018
D/B/A PALAZZO
October 15, 2014 - June 1, 2016
CAVU SECURITIES LLC
March 21, 2014 - August 11, 2014
BRAVER STERN SECURITIES LLC
April 12, 2012 - April 13, 2022
STAR MOUNTAIN ADVISORS, LLC
October 27, 2011 - October 1, 2014
XP INVESTMENTS US, LLC
January 4, 2011 - March 13, 2013
ATG SECURITIES LLC
September 14, 2010 - September 27, 2011
RELIGARE CAPITAL MARKETS (USA) LLC
September 2, 2010 - June 30, 2011
MERCURY CAPITAL ADVISORS, LLC
March 23, 2009 - March 18, 2011
TIME EQUITIES SECURITIES LLC
April 18, 2008 - August 24, 2012
CRC CAPITAL MARKETS LLC
March 17, 2008 - April 30, 2008
BHARGAVA CAPITAL
April 25, 2006 - May 26, 2008
TIME EQUITIES SECURITIES LLC
January 1, 2006 - February 20, 2009
GRAYSON, BURGER & CO.
August 11, 2005 - March 4, 2008
GLOBAL LEISURE PARTNERS, LLC
July 20, 2005 - September 18, 2006
PORTALES PARTNERS, LLC
April 1, 2005 - September 19, 2006
LYSTER WATSON SECURITIES, INC.
February 9, 2005 - April 22, 2005
KAUPTHING SECURITIES, INC.
December 6, 2004 - August 22, 2008
LACKEN BAY PARTNERS, LLC
August 24, 2004 - May 8, 2006
SKANDIA SECURITIES AMERICAS, INC.
April 4, 2003 - February 10, 2004
ARGENTO TRADING COMPANY L.P.
August 29, 2002 - March 29, 2024
GORDIAN GROUP, LLC
July 17, 2002 - September 14, 2006
JOSEPH CAPITAL, LLC
April 9, 2002 - October 30, 2002
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
August 16, 2001 - February 19, 2003
PRIMESHARES (NEW YORK) - CAPITAL MARKETS, LLC
August 3, 2001 - July 11, 2002
PORTALES PARTNERS, LLC
May 10, 2001 - August 5, 2010
IDB CAPITAL CORP.
May 10, 2001 - February 23, 2016
WILLIAM J. MAYER SECURITIES, LLC
April 3, 2001 - October 22, 2004
CHELA TECHNOLOGY PARTNERS, LLC
March 26, 2001 - February 4, 2004
FOX CHASE CAPITAL PARTNERS, LLC
February 6, 2001 - August 2, 2002
GLADWYNE SECURITIES, LLC
June 16, 2000 - November 20, 2000
BRITEHORN SECURITIES
March 21, 2000 - April 1, 2002
PARETO SECURITIES INC.
September 10, 1999 - April 20, 2001
LYSTER WATSON SECURITIES, INC.
June 12, 1998 - January 24, 2001
GRIFFIN SECURITIES, INC.
January 6, 1998 - August 4, 1998
UTENDAHL CAPITAL PARTNERS, L.P.
March 20, 1997 - March 31, 2006
EASTON & CO.
November 19, 1996 - April 24, 1999
CAPITAL INVESTMENTS INTERNATIONAL INC.
October 10, 1995 - April 25, 2013
THE NORTHSTAR GROUP, INC.
July 17, 1995 - March 21, 2001
GRAYSON, BURGER & CO.
May 16, 1995 - March 18, 1996
BOZANO, SIMONSEN SECURITIES, INC.
September 28, 1994 - August 29, 1995
JIMENEZ SECURITIES, INC.
September 28, 1994 - April 9, 1996
SUN YUAN BROKERAGE, INC.
February 1, 1994 - January 30, 1997
ROYAL PALM INVESTMENTS, LTD.
September 10, 1993 - December 1, 1999
PACIFIC EQUITY RESEARCH, INC.
March 24, 1993 - July 1, 1994
THE NORTHSTAR GROUP, INC.
November 10, 1992 - July 11, 1995
COVA CAPITAL, INC.
September 11, 1992 - July 7, 1995
CHELA TECHNOLOGY PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WESTCAP MARKETS, LLC
CRD#: 318970 / SEC#: , 8-70895
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
