Steven L. Blum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lain Blum was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 26, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2014 - November 30, 2023
P.J. ROBB VARIABLE, LLC
March 10, 2005 - June 19, 2006
ESSEX SECURITIES LLC
January 31, 2003 - August 5, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 2, 2000 - November 19, 2002
OSAIC WEALTH, INC.
April 21, 2000 - September 12, 2000
SECURITIES AMERICA, INC.
October 5, 1993 - May 10, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 30, 1991 - October 8, 1993
INVEST FINANCIAL CORPORATION
December 13, 1989 - August 29, 1991
CAPITAL BROKERAGE CORPORATION
April 25, 1988 - December 5, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 25, 1988 - December 5, 1989
SIGNATOR INVESTORS, INC.
July 22, 1983 - May 29, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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