MR
Michael E. Rosenzweig
HORNOR, TOWNSEND & KENT
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1170617
MR
Professional summary
Michael Edward Rosenzweig is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Boca Raton, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSBROKERAGE|INVESTRELATED:YES|DBA:RFSNY,LLC|POS:PRESIDENT|ADD:2 PARK AVENUE,STE# 300,NEW YORK,NY 10016|STDTE:7/1/1979|ACTIVITY:LIFE INSURANCE BROKERAGE|HRPERMTH:41-100HRS|TRADHRSMTH:41-100 HRS|DUTY:SALES&SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2)INSBROKERAGE|INVESTRELATED:NO|DBA:RAG RFS NY, LLC|POS:PRESIDENT|ADD:2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431|STDTE:9/1/2010|NATURE:DISABILITY/HEALTH INSURANCE|HRPERMTH:26-40 HRS|TRADEHRPERMTH:26-40 HRS|DUTY:HEALTH AND DISABILITY INSURANCE SALES. LIFE INSURANCE SALES: INCLUDING LIFE SETTLEMENTS EFFECTIVE 05/02/2007. 3)BOOK IS CALLED "REGENERATING SUCCESS"|INVESTRELATED:NO|ADDRESS:1 N FEDERAL HIGHWAY SUITE 201,BOCA RATON,FL 33432|NATURE:PUBLISHING BY THE AMERICAN COLLEGE IN EARLY 2014|POS:AUTHOR|STDTE:1/1/2014|HRPERMTH:10|TRADHRSMTH:10|DUTY:AUTHOR/ WRITER, SALES ARE GOING DIRECTLY TO THE AMERICAN COLLEGE. 4)EXECUTIVE BOARD OF LI COMMITTEE OF UJA IN NYC|INVESTRELATED:NO|DBA NAME:N/A|POS:BOARD MEMBER|ADD:130 E 59TH STREET,NEW YORK,NY 10022|STDTE:1/2/2004|NATURE: NETWORKING GROUP|HRPERMTH:<10|TRADEHRPERMTH:<10|DUTY:HELP PLAN THE ANNUAL LIFE INSURANCE DIVISION BREAKFAST TO HONOR SOMEONE EACH YEAR. 5)INSBROKERAGE|INVESTRELATED:YES|DBA :RFS FLORIDA LLC|POS:PROPRIETOR/OWNER|ADDRESS:2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431|STDTE:8/2/2019|NATURE:LIFE INSURANCE BROKERAGE|HRSPERMTH:41-100|TRADEHRSPER MTH:41-100|DUTY:INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 6)GREATER BOCA RATON ESTATE PLANNING COUNCIL OF BOCA RATON FLORIDA|INVESTRELATED:NO|DBA NAME:N/A|POS:DIRECTOR|ADDRESS:8597 DREAMSIDE LANE,BOCA RATON,FL 33496|STDTE:1/1/2022|NATURE:NETWORKING GROUP|HRSPRMTH:<10|TRADEHRPERMTH:<10 |DUTY:ATTEND BOARD MEETINGS. 7)ADL FL BOARD MEMBER|POS:BOARD MEMBER|NATURE:ADL FIGHTS ALL FORMS ON ANTISEMITISM AND BIAS|INVESTRELATED:NO|HRS:3|TRADEHRS:1|STDTE:07/01/2023|ADD:2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431|DUTY:VOLUNTEER TO FOCUS ON ANTISEMITISM AND SOCIAL INJUSTICE. 8)1847 PHIL RAYMOND CHARITABLE FOUNDATION|POS:PARTICIPANT IN A 501(C)(3) DEDICATED TO SUPPORTING FINANCIAL PROFESSIONALS DEVELOPMENT.CREATED IN MEMORY OF OUR COLLEAGUE PHIL RAYMOND.FUNDS RAISED WILL BE DISTRIBUTED VIA NEWLY ESTABLISHED CHECKING ACCOUNT|NATURE:CHARITABLE FOUNDATION - FUNDRAISING EFFORTS THAT WILL DISTRIBUTE DONATIONS TO SUPPORT THE PROFESSIONAL GROWTH OF FINANCIAL PROFESSIONALS|INVESTRELATED:NO|HRS:1|TRADEHRS:0|STDTE:01/15/2024|ADD:1 N FEDERAL HIGHWAY,SUITE 201,BOCA RATON,FL 33432|DUTY:PARTICIPANT IN A 501(C)(3) DEDICATED TO SUPPORTING FINANCIAL PROFESSIONALS DEVELOPMENT. CREATED IN MEMORY OF OUR COLLEAGUE PHIL RAYMOND. 9)GREATER BOCA RATON ESTATE PLANNING COUNCIL | POS: DIRECTOR | NATURE: AS OF 12/9/24 I AM THE PRESIDENT ELECT OF THIS COUNCIL | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 07/01/2021 | ADDRESS: 8597 DREAMSIDE LANE, BOCA RATON FL 33496 | DESCRIPTION: I AM GOING THRU THE CHAIRS TO BE PRESIDENT, CURRENTLY PRESIDENT ELECT AND WILL TAKE OVER AS PRESIDENT FOR A 1 YEAR TERM ON 7/1/24. 10)MORIKAMI MUSEUM AND JAPANESE GARDENS | POS: DIRECTOR | NATURE: I WAS VOTED IN TO THE BOARD OF TRUSTEES OF THIS FACILITY | INVESTMENT RELATED: NO | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 4 | START DATE: 11/20/2024 | ADDRESS: 4000 MORIKAMI PARK RD, DELRAY BEACH FL 33446 | DESCRIPTION: I WAS VOTED IN AS THE 10TH BOARD OF TRUSTEE MEMBER TO THIS ORGANIZATION. 11)TRUSTBRIDGE HOSPICE FOUNDATION | POS: I'M A VOLUNTEER HELPING WITH THE EVENT | NATURE: THIS IS A HOSPICE FOUNDATION AND I HELP ON THE COMMITTEE WHICH PLANS THE ANNUAL CHEF SHOWDOWN EVENT WITH 4 EXECUTIVE CHEFS OF 4 COUNTRY CLUBS IN THE AREA. LAST EVENT WAS 11/14/24 AND NEXT IS TENTATIVELY 11/6/25 | INVESTMENT RELATED: NO | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 4 | START DATE: 06/14/2023 | ADDRESS: 1531 W PALMETTO PARK RD, BOCA RATON FL 33486 | DESCRIPTION: DISCUSSED ABOVE.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Rosenzweig's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Rosenzweig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2019 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #2: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
Boca Raton, FL
Current
August 30, 1983 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2600 North Military Trail Suite 420, Boca Raton, FL 33431Office #2: 30 Vesey St 9th Floor, New York, NY 10007RIA
BD
CRD#: 4031
Boca Raton, FL
Past
April 15, 2004 - January 22, 2019
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
UNIONDALE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/2/2019)
RR
California(7/5/2006)
RR
Colorado(11/15/2023)
RR
Connecticut(4/27/2006)
RR
Delaware(9/17/2025)
RR
District of Columbia(7/18/2023)
RR
Florida(1/31/1984)
IAR
Florida(3/22/2019)
RR
Georgia(11/20/2013)
RR
Kansas(7/5/2006)
RR
Maine(6/17/2022)
RR
Maryland(3/31/1986)
RR
Massachusetts(1/25/2000)
RR
Michigan(3/7/2002)
RR
New Hampshire(4/2/2019)
RR
New Jersey(2/1/1984)
RR
New York(8/3/1983)
RR
North Carolina(4/27/2006)
RR
Ohio(1/31/1984)
RR
Pennsylvania(2/6/2002)
RR
South Carolina(1/8/2014)
RR
Texas(7/5/2006)
IAR
Texas(6/25/2021)
RR
Virginia(7/5/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Boca Raton, FL 33431TRUST BUT VERIFY
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