Mary C. Powers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Celeste Powers, who also goes by Mary C Owston, Mary Celeste Owston, Mary C Powers, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1984. Mary had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2009 - August 11, 2015
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 5, 2009 - August 11, 2015
AMUNDI DISTRIBUTOR US, INC.
July 14, 1998 - April 13, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
January 10, 1991 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 10, 1991 - April 12, 2000
SIGNATOR INVESTORS, INC.
February 10, 1986 - October 10, 1990
AMERICAN FINANCE GROUP SECURITIES CORP.
January 17, 1985 - May 13, 1985
J.P. MORGAN SECURITIES LLC
March 23, 1984 - July 9, 1984
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD#: 138756 / SEC#: 801-66395
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
