Keith Norman Tufte
Professional Summary
Keith Norman Tufte, who also goes by Keith N Tufte, is a registered financial advisor currently at CHERRY TREE WEALTH MANAGEMENT, LLC located in Minnetonka, Minnesota and LONGVIEW WEALTH MANAGEMENT, LLC located in Orono, Minnesota. Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Keith has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Keith N Tufte
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ADAM SMITH ADVISORS, LLC | CHERRY TREE WEALTH MANAGEMENT, LLC | ADAM SMITH FAMILY ADVISORS, LLC
Contact Information
Main Address
301 Carlson Parkway Suite 103, Minnetonka, MN 55305Phone Number
(952) 893-9012# of Employees
12SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,101AUM (Assets Under Management)
$673,466,155Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ADAM SMITH ADVISORS, LLC | CHERRY TREE WEALTH MANAGEMENT, LLC | ADAM SMITH FAMILY ADVISORS, LLC
State Registrations and Notice Filings
(8/21/2017)
(6/22/2017)
(8/2/2017)
(12/13/2013)
(6/22/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Keith Norman Tufte's CRS (Customer Relationship Summary).
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