Robert D. Lawson

BARRINGTON CAPITAL MANAGEMENT

Bloomington, MN 55431

Some features on this profile are disabled

CRD#: 1170465

Professional summary

Robert Dean Lawson, AIF®, who also goes by Bob Lawson, is a registered financial advisor currently at BARRINGTON CAPITAL MANAGEMENT, INC. located in Bloomington, Minnesota.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Lawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT/CEO, OF BARRINGTON CAPITAL MANAGEMENT, INC., 3800 AMERICAN BLVD. W, BLOOMINGTON MN 55431. APPROXIMATELY 100 HOURS ARE SPENT PER MONTH ON THIS INVESTMENT RELATED OUTSIDE BUSINESS DURING TRADING HOURS. STATE REGISTERED INVESTMENT ADVISORY FIRM PROVIDING DISCRETIONARY AND NON-DISCRETIONARY INVESTMENT MANAGEMENT, START DATE 2/88-PRESENT. CONSULTANT OF BARRINGTON CAPITAL MGMT, 3800 AMERICAN BLVD. W. SUITE 1500, BLOOMINGTON, MN 55431. APPROXIMATELY 50 HOURS ARE SPENT ON THIS NON INVESTMENT RELATED OUTSIDE BUSINESS. 10/2010 TO PRESENT. FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) | NON-PUBLIC DISPUTE RESOLUTION ARBITRATOR | RENDERING A FINAL AND BINDING DECISIONS BETWEEN TWO OR MORE DISPUTING PARTIES AT FINRA HEARING SITES | START DATE JULY 2009 - PRESENT. APPROXIMATELY 10 HOURS ARE SPENT ON THIS NON INVESTMENT RELATED OUTSIDE BUSINESS. NATIONAL FUTURES ASSOCIATION (NFA) | NON-PUBLIC DISPUTE RESOLUTION ARBITRATOR | RENDERING A FINAL AND BINDING DECISION BETWEEN TWO OR MORE DISPUTING PARTIES AT NFA SITES. START DATE FEBRUARY 2012- PRESENT. APPROXIMATELY 1 HOUR PER MONTH IS SPENT ON THIS NON INVESTMENT RELATED OUTSIDE BUSINESS. SECURITIES LITIGATION SUPPORT, EXPERT WITNESS TESTIMONY, SECURITIES FRAUD INVESTIGATION | START DATE NOVEMBER 2010 | DEVOTES APPROXIMATELY 30 HOURS PER MONTH QUALIFIED NEUTRAL UNDER RULE 114 OF THE MINNESOTA GENERAL RULES OF PRACTICE OFFERING CIVIL ADJUDICATIVE/EVALUATIVE ARBITRATION AND CIVIL FACILITATE/HYBRID MEDIATION | DEVOTES APPROXIMATELY 6 HOURS PER MONTH. BARRINGTON FINANCIAL CONSULTING GROUP, INC.; BLOOMINGTON, MN; PRESIDENT & FOUNDER; LITIGATION CONSULANT, EXPERT WITNESS SERVICES, AND MEDIATION AND ARBITRATION SERVICES; STARTED 06/2017. APPROXIMATELY 50 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dean Lawson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 18, 2011 - Present

BARRINGTON CAPITAL MANAGEMENT, INC.

Office #1: 3800 American Blvd. W Suite 1500, Bloomington, MN 55431

RIA

CRD#: 115603

Bloomington, MN

Past

September 29, 2015 - November 27, 2015

OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000

ST. LOUIS PARK, MN

Past

April 28, 2014 - September 4, 2014

OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000

ST. LOUIS PARK, MN

Past

February 10, 2011 - April 23, 2012

MB TRADING

CRD#: 30330

BLOOMINGTON, MN

Past

May 26, 2010 - August 25, 2010

TD AMERITRADE, INC.

CRD#: 7870

BLOOMINGTON, MN

Past

June 12, 2006 - May 26, 2010

BELLEVUE CHICAGO, LLC

CRD#: 106069

BLOOMINGTON, MN

Past

January 4, 1999 - June 17, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 1, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

April 18, 1996 - October 7, 1998

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Past

August 19, 1994 - February 2, 1995

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

November 24, 1993 - March 2, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 22, 1990 - January 21, 1993

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 19, 1987 - January 23, 1990

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 26, 1986 - December 7, 1987

LEHMAN BROTHERS INC.

CRD#: 7506

Past

September 23, 1983 - August 5, 1986

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/29/2008

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/31/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/1987

General Securities Principal Examination

Current Firm

BARRINGTON CAPITAL MANAGEMENT, INC.

CRD#: 115603 / SEC#:

California

Registered Investment Advisory firm - (12/21/2019 Terminated)

Minnesota

Registered Investment Advisory firm - (7/30/2003 Approved)

Texas

Registered Investment Advisory firm - (10/4/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (11/21/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3800 American Boulevard West Suite 1500, Bloomington, MN 55431-4460

Mailing Address

Phone number

(952) 835-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 10,475,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert D. Lawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dean Lawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWOOD CAPITAL SECURITIES, INC.

OAKWOOD CAPITAL SECURITIES, INC.

MB TRADING

TD AMERITRADE, INC.

BELLEVUE CHICAGO, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

ANDREW GARRETT INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

WALNUT STREET SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

LEHMAN BROTHERS INC.

ADVANTAGE CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2003

Series 63

Date: 10/19/1983

SIE

Date: 11/27/2015

Series 7

Date: 9/17/1983

Series 4

Date: 8/29/2008

Series 51

Date: 3/31/2003

Series 24

Date: 12/11/1987

Current Firm

BARRINGTON CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARRINGTON CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors