Craig C. Main
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Carl Main was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1983. Craig had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2016 - September 5, 2019
VALMARK SECURITIES, INC.
February 24, 2012 - December 24, 2015
LPL FINANCIAL LLC
April 18, 2002 - October 25, 2006
TODD SECURITIES, LLC
June 13, 1988 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
June 13, 1988 - January 19, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 30, 1987 - March 23, 1988
L. H. ALTON & COMPANY
November 7, 1984 - August 29, 1987
CYPRESS CAPITAL CORPORATION
August 23, 1983 - June 15, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
