MF
Michael J. Fioroni
J. W. COLE ADVISORS
Westfield, MA 01085
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CRD#: 1170173
MF
Professional summary
Michael Joseph Fioroni is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Westfield, Massachusetts and J.W. COLE FINANCIAL, INC. located in Westfield, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE 2. POA for sister Cynthia Zarichak 3. Michael J Fioroni; Not Investment Related; 6 Main Street, Westfield, MA 01085; Notary Public; Notary; Start 6/1/2017; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Fioroni's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 6 Main Street, Westfield, MA 01085RIA
CRD#: 112294
Westfield, MA
Current
May 10, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 6 Main Street, Westfield, MA 01085BD
CRD#: 124583
Westfield, MA
Past
May 9, 2011 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
RIA
CRD#: 142170
WESTFIELD, MA
Past
November 20, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
BD
CRD#: 142170
WESTFIELD, MA
Past
August 25, 1983 - November 20, 2009
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
AGAWAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/10/2013)
RR
Connecticut(5/10/2013)
RR
Florida(5/10/2013)
RR
Kentucky(3/8/2017)
RR
Maine(5/10/2013)
RR
Maryland(5/10/2013)
RR
Massachusetts(5/10/2013)
IAR
Massachusetts(5/10/2013)
RR
Michigan(1/3/2023)
RR
New Hampshire(5/10/2013)
RR
New Jersey(5/10/2013)
RR
New York(5/10/2013)
RR
North Carolina(9/15/2025)
RR
Ohio(5/10/2013)
RR
Oregon(12/16/2021)
RR
Rhode Island(5/10/2024)
RR
South Carolina(5/10/2013)
RR
Texas(1/2/2020)
IAR
Texas(10/22/2025)
RR
Vermont(7/8/2015)
RR
Virginia(5/10/2013)
RR
West Virginia(5/10/2013)
RR
Wisconsin(3/8/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Westfield, MA 01085TRUST BUT VERIFY
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